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Code of Conduct Adhere to the specific Codes of Conduct
Under the General Code, advertising by an FSP must above all be:
RE5 practice question with a worked answer. This is one of hundreds of FSCA RE5 questions in the RegulatoryExams question bank.
- a) Factually correct and not misleading, with material terms presented clearly.Correct
- b) As eye-catching as possible, even if some claims are exaggerated.
- c) Free of any mention of risks, to avoid discouraging clients.
- d) Published only in languages the client cannot read, to limit liability.
Why this is the answer
Advertising must be factually accurate, not misleading, and present material terms (including risks and limitations) clearly. Exaggeration, hiding risks, or deliberately obscuring information all breach the Code.
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