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FAIS Act FAIS Act and Subordinate Legislation

Once the Registrar has declared a business practice 'undesirable' by Gazette notice, how long does an affected FSP generally have to cease it?

RE5 practice question with a worked answer. This is one of hundreds of FSCA RE5 questions in the RegulatoryExams question bank.

  1. a) A 60-day period from publication to stop the practice and wind up affected matters.Correct
  2. b) No time at all — it must already have stopped before publication.
  3. c) A flat 24 hours from publication.
  4. d) An open-ended period decided solely by the FSP.

Why this is the answer

After an undesirable-practice declaration is published, the Act allows a 60-day period to cease the practice and conclude affected client matters in an orderly way. It is neither retroactive nor open-ended.

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