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Licensing Qualifications FAIS Act

Which ONE of the following is a key component of the 'Competence' requirement for a Category I FSP representative?

RE5 practice question with a worked answer. This is one of hundreds of FSCA RE5 questions in the RegulatoryExams question bank.

  1. a) Having a matric certificate only.
  2. b) Passing the RE5 (Regulatory Exam) for representatives.Correct
  3. c) Having a valid driver's license.
  4. d) Being financially sound.

Why this is the answer

The 'Competence' pillar for a representative is built on three parts: 1) A recognized Qualification, 2) The RE5 Regulatory Exam, and 3) Relevant Experience. Passing the RE5 is a mandatory component for Tier 1 product advisors.

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