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FIC Act FIC Act Compliance (CDD, AML/CFT, Reporting)

A Representative observes a client trying to structure a cash deposit of R90,000 into three separate R30,000 transactions at different branches within a short period. This activity should trigger which type of report?

RE5 practice question with a worked answer. This is one of hundreds of FSCA RE5 questions in the RegulatoryExams question bank.

  1. a) Cash Threshold Report (CTR).
  2. b) Fraudulent Transaction Report (FTR).
  3. c) Property of a Terrorist Report (POTR).
  4. d) Suspicious or Unusual Transaction Report (STR).Correct

Why this is the answer

The FIC Act (Sec 29) requires an STR for any suspicious or unusual transaction. 'Structuring' (breaking up a large transaction into smaller ones to avoid detection, even if they are below the CTR threshold) is a classic money laundering technique. The suspicious *nature* of the activity triggers an STR.

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