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FIC Act FIC Act Compliance (CDD, AML/CFT, Reporting)

Which of the following transactions would most likely trigger a suspicious-transaction report rather than a cash-threshold report?

RE5 practice question with a worked answer. This is one of hundreds of FSCA RE5 questions in the RegulatoryExams question bank.

  1. a) A series of structured deposits just under the reporting threshold with no apparent lawful purpose.Correct
  2. b) A single salary deposit from a known employer.
  3. c) A routine debit-order premium payment.
  4. d) A normal monthly transfer the client has made for years.

Why this is the answer

Deliberate structuring to stay under the threshold, with no apparent legitimate purpose, is a hallmark of suspicious activity and warrants an STR. Ordinary salary, debit-order and routine transfers are not, by themselves, suspicious.

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