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TCF Consumer Protection Product Suitability

Which of the six **Treating Customers Fairly (TCF)** outcomes focuses on ensuring that advice given to a client is suitable and appropriate?

RE5 practice question with a worked answer. This is one of hundreds of FSCA RE5 questions in the RegulatoryExams question bank.

  1. a) Outcome 1: Fair Culture
  2. b) Outcome 4: Suitable AdviceCorrect
  3. c) Outcome 2: Product Design
  4. d) Outcome 6: Claims, Complaints & Post-Sale Barriers

Why this is the answer

TCF Outcome 4 specifically states that 'Customers are given advice that is suitable and takes account of their circumstances'. This links directly to the suitability requirements in the General Code of Conduct.

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