Yusuf supervises Ayanda, a newly-appointed representative who has not yet met the full competence requirements. Which of the following is NOT a legitimate part of Yusuf's supervisory responsibilities?

RE5 practice question with a worked answer. This is one of hundreds of FSCA RE5 questions in the RegulatoryExams question bank.

1. a) Allowing Ayanda to sign off, in his own name, on the suitability of advice without any review.Correct
2. b) Reviewing and signing off on the advice Ayanda gives to clients.
3. c) Carrying out appropriate post-transaction sampling of Ayanda’s work.
4. d) Observing a selection of Ayanda’s client meetings.