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TCF Adhere to the specific Codes of Conduct

Under TCF, a product provider designs an investment aimed at retirees seeking income. Which TCF outcome does this most directly serve?

RE5 practice question with a worked answer. This is one of hundreds of FSCA RE5 questions in the RegulatoryExams question bank.

  1. a) Outcome 2 — products and services are designed to meet the needs of identified customer groups.Correct
  2. b) Outcome 6 — customers face no unreasonable post-sale barriers.
  3. c) Outcome 3 — customers are given clear information before, during and after the sale.
  4. d) Outcome 5 — products perform as customers were led to expect.

Why this is the answer

Designing and targeting products for identified customer groups is TCF Outcome 2. Outcome 3 concerns clear information, Outcome 5 concerns performance matching expectations, and Outcome 6 concerns post-sale barriers.

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